Chapter 3 - True False Awakenings
“Those who dream by day are cognizant of many things which escape those who dream only by night.” - Edgar Allan Poe
Any study of lucid dreaming or lucid dreaming outliers will inevitably come across the false awakening phenomenon. False awakenings, as the name implies, occur when you “wake up” in a dream, realizing you had been dreaming everything previous. Upon awakening, you get out of bed to go about the day, but after a few moments, you again “wake up” and realize you had only dreamed that you had woken up. You just had a dream about waking up from a dream. These dreams nested within dreams nested within dreams can sometimes go on and on. I once went through a series of false awakenings five times, each time getting out of bed, realizing I had been dreaming, and proceeding to make my way to the bathroom and into the shower. In the dreams, each time the shower water hit me, I “woke up”. After the final occurrence, when the water didn’t wake me up and I was allowed to proceed with my day, a certain mistrust arose within me. I showered cautiously, suspicious that the whole process of waking up from a dream could continue at any moment.
While some lucid dreamers experience false awakenings as frustrating, others consider them to be quite thrilling. In each “waking up” event, there’s a delicious unknowing. You feel awake, rested, and ready to get on with your day, but then delight to find out you were in fact still dreaming. The dream fooled you. It lured you in, hoodwinked you, and sent you back to the beginning. “You don’t know up from down,” the dream says with a smile.
Many lucid dreaming texts mention the false awakening in passing, a side-effect of pursuing the dreaming art, but having begun the process of searching for secrets, our eyes trained to scan unfamiliar terrains in search of incongruities, we stumble across this phenomenon and it gives us pause. We’ve begun to look at the dream with new eyes. The anomalies of dreaming we normally brush aside have instead become areas of interest. We have begun to consider that programmed within our own minds, within our own dreams, are the clues we need to achieve mastery in lucidity. Instead of a foe to be controlled and overcome, the dream begins to take on aspects of a patient teacher, teaching us the same lessons over and over until we take heed. When we take this approach with false awakenings, we immediately realize that this occasional phenomenon holds many clues to help us along our path.
Typically, false awakenings are studied from the outside. A scientist or oneironaught will have either experienced or read about the occurrence, and then from her normal mode of consciousness speculate on possible explanations or bioprocesses that give some sort of reasonable rationale to this dreaming curiosity. Ourselves, however, we have read books and studies, and sometimes we agree and sometimes we disagree with whatever premise or argument is being made. We nod our heads one way or the other, but at the end of it all, nothing has been gained. We now know that we’re after a different kind of knowledge and different kinds of explanations. Instead of more data on dreaming, we seek something that transforms. We seek experience and the wisdom and intuition that inevitably follow. And so, rather than studying false awakenings from the outside looking in, we continue our journey and dive straight into this baffling realm.
Using the example of waking up, getting out of bed, stumbling up the stairs and into the bathroom, turning on the shower, stripping down, and stepping in, followed by contact with the hot water and an immediate “waking up”, there seems to be little value in this dream sequence that repeated itself five times. So again we must apply our secret-revealing trick, our compass that always points to the profound, and look to the outliers while chucking the rest.
The outliers in this sequence are at the beginning and the end: the moments of (false) awakening. What happens in-between doesn’t ultimately matter. I could have jumped rope, rode an elephant, or swallowed fire. The details that tie two remarkable occurrences together simply alter the way the story is told while providing a backdrop upon which our lessons are revealed. The latter outlier, the dawning realization that this had all been a dream, should be a familiar experience to a lucid dreamer. This is the quintessential experience that we seek out night after night, and here we find it, experienced over and over, but never quite leading to true lucidity. We wake up from one dream, only to find ourselves unwittingly in another. “Wake up, wake up!” the dream shouts at us again. And again, we awaken from a dream, but we’re right back where we started.
So what is the dream telling us? Are we trapped? Do we not know up from down? At the end of my experience, I was left in a state of not knowing. I approached the shower with a certain amount of trepidation. I looked at all of reality with an ever-increasing suspicion, waiting for it all to come crashing down while sending me back to the beginning. The “real world” had once again become mysterious. I knocked on walls to test their solidity. I pinched myself to reassure my mind that I was awake (not a fool-proof reality check, but a common one). After a certain amount of time, when my suspicions were assuaged, I resumed the routine of my day and the whole experience just became another vague memory.
But could that be the very point! When we look at the first outlier and consider everything that happens in that very first moment, what do we find? We wake up realizing we had been dreaming, and immediately continue about our day like nothing had happened. In effect, we wake up and go right back to sleep! This is a common frustration for lucid dreamers that can happen at any time. We’ll be wandering through an ordinary dream, oblivious, but then someone makes a comment or we see a flying giraffe or we decide to do a reality check, and we ask ourselves, “Am I dreaming?” And our half-hearted response is, “Yes, I guess I am.” But instead of embracing lucidity, we get on with whatever was going on in the dream. We have a flickering moment of lucidity, then it is extinguished by whatever story or routine we are caught up in.
In the false awakenings, we are seeing a reflection of our waking lives. Some cold water shock briefly wakes us up, but instead of becoming lucid and freeing ourselves from whatever story we’re caught up in, we say, “Oh, I was dreaming” but then go right back to sleep.
For most people, the morning routine is pretty automatic. It requires no will, no decisions, no effort, no lucidity. It’s just a story, an inevitable sequence of events. We’re completely on automatic, doing the next thing we’ve programmed ourselves to do. I wake up. I stretch. I wander to the bathroom, etc. My morning routine eventually flows into my work routine which eventually flows into my post-work routine, dinner routine, and bedtime routine. Moments of brilliant lucidity are almost completely absent. Viewed from a higher perspective, moments of deliberate choice are almost completely absent. It’s as if we’re caught up in some great routine we call Life. What then, would it feel like to awaken?
To find out, let’s first flip this thing on its head. Instead of repeatedly waking up in a dream, let’s repeatedly fall “asleep” in the real world and see what happens…
Exercise 3a: Reverse False Awakenings
Relax and become aware of your state of mind. Notice your mood, any tensions or concerns that may be present, and any other sensations that are showing up in consciousness. Then, experience a Reverse False Awakening. Discover that you’re suddenly in a lucid dream, and having woken up in a lucid dream, go do something. Make it something simple and nearby, and be aware of your lucidity as you go about your task. Your lucidity will likely peak during the RFA, then slowly taper down over the next few moments. When you find yourself approaching normal consciousness, undergo another RFA.
Rediscover that you have woken up in a lucid dream, and in that state, continue doing whatever you’re doing. Go through the RFA process at least 10 times.
Exercise 3b: True False Awakenings
With eyes closed, review your day in detail. From getting out of bed until now, go through everything that has happened. Let the review take as long as it needs to in order to bring in as much detail as possible. When the review reaches the present moment, open your eyes, “wake up”, and become as lucid as you can. Realize the whole day has just been a dream, and you can now decide to do whatever you want to do. Hold on to your state of lucidity as long as possible. See if you can notice when it slips away. If it does slip away, let yourself “wake up” again.
The goal of lucid dreaming is to wake up in a dream. With normal false awakenings, it almost seems like our minds are figuring out how to use the “waking up” muscle or mechanism. We’re becoming accustomed to the feel of waking up in a dream. The more we can exercise and stretch this muscle during the day, the stronger it becomes, and the more accustomed we’ll be to spontaneously waking up in the dream. In both 3a and 3b, after each awakening moment, we want to maintain the feel of waking up for as long as possible. We want to keep that muscle working so that using it in the dream becomes inevitable, rather than a constant struggle.